Any Hope for a Uniform Ethics Code? Nope.

Dear naive people who dream of one day living in a world where every lawyer lives under a single ethics code.  Here’s yet another sign that you’re never going to experience the nirvana you desire. 

A bit much?  Of course, but that’s how I roll.

Last week the ABA’s Commission on Ethics 20/20 sent a report to the group’s House of Delegates in which they recommended various changes to the Model Rules of Professional Conduct (I’ll be blogging about those details plenty, so check back).  In the Introduction and Overview, they made it clear that this arm of the ABA did not intend to advocate a uniform, country-wide ethics code. They said,


“Some commentators have
suggested that state-based judicial regulation of the profession is unworkable in the modern environment. The Commission concluded, as did the [Multi-Jurisdictional Practice] Commission before it, that those advocating for a departure from state-based judicial regulation of the legal profession in the U.S. had not made their case and, indeed, that there remain strong reasons to maintain our state-based system of judicial regulation”
(footnotes omitted).

Get used to it, campers…state-to-state nuances are here to stay.  Oh, be honest…you knew it would be that way!

Tags:

What Miles Davis Teaches About Legal Writing

Recently I was listening to the Miles Davis Podcast and I heard an interview with Marcus Miller, a musician/composer who collaborated with Miles on several tracks in the 1980′s. One thing that Miller mentioned actually got me thinking about persuasive writing.

Miller said that Miles was, “always searching for the right note.” He remembered that Miles didn’t “play them all,” rather he searched for the note that fit best. That’s the approach we must take with words.

We’ve got to spend time evaluating each of our words and make an effort to select the best. That may mean cracking open a thesaurus (remember what that is?) or searching a  web-based reference tool. Your technological preference notwithstanding, the point is that we must devote time to finding more vibrant verbs, gnarly nouns, and awesome adjectives. Be like Miles and resist the temptation to play ‘em all– instead, take the time to search for the word that fits best.

I hope these words help you stay smart, safe and spirited.

Tags: ,

Some Lawyer Inspiration

I’m going to mix up my future blog posts.  In addition to writing about ethics and persuasive writing, I’m going to start throwing in some inspiration.  I’ll provide some guidance that gives lawyers a proverbial shot in the arm…a few words that help keep our spirits up.


It all fits with my larger mission- to help lawyers stay out of trouble.  I’ve long believed that there is a simple formula in that regard:  Stay smart, stay safe and stay spirited. Continue to improve your skills, mind the ethics rules, and stay inspired.  Smart, safe, spirit–all three are needed if we are to ensure long term success and sanity.
So if you’re looking for a pick-me-up, then subscribe to the RSS feed of this blog.  And check out my tweets at #smartsafespirit.

 

 

 

Threat Assessments Return!

I’ll be re-starting my periodic short updates which highlight the evolving ethical dangers of  social media.  If you want to be added to the mailing list, send your email address to stuart.tpg@gmail.com 

 

 

 

The Lawyer Survival Center Podcast

Here’s the first episode of my new podcast.  Plenty more information and explanation to follow.  For now I want to release this introduction and spend some time making sure I get all the technical issues worked out.  More to come soon!!

My Guest Post on “Beyond the Bar”

Just in case you’re interested, I was asked to guest post on WestLegalEd Center’s blog called “Beyond the Bar.”  I talk about my belief that attorney’s must maintain a “Principled Practice.”  You can find it here

Wireless Networks? um…NO. Future Technologies? Maybe.

Sometimes finding free Wi-Fi feels like finding buried treasure.  A laptop user who finds free Wi-Fi in a coffee shop is comparable to a deep sea diver who finds a tank of oxygen.  However there is a downside– many of those networks are unsecured and vulnerable to being compromised.  That poses a problem for attorneys because our client’s confidential information may be exposed if we use an unsecured wireless network to perform work on their behalf.  The question then becomes, are lawyers permitted to use unsecured wireless networks to do client work?

The issue of course, is confidentiality because an unsecured wireless network is easily accessed by hackers.  The concept of competence is also in question because comments [16] and [17] of Rule 1.1 (“Competence”) remind lawyers that we must, “act competently to safeguard information…against …unauthorized disclosure” and that when transmitting a communication we must, “take reasonable precautions to prevent the information from coming into the hands of unintended recipients.”  California tackled the question directly in Formal Opinion No. 2010-179.

The Committee said that lawyers should not use unsecured wireless connections when working on client matters.  The opinion states,

“With regard to the use of a public wireless connection, the Committee believes that, due to the lack of security features provided in most public wireless access locations, Attorney risks violating his duties of confidentiality and competence in using the wireless connection at the coffee shop to work on Client’s matter unless he takes appropriate precautions, such as using a combination of file encryption, encryption of wireless transmissions and a personal firewall. [FN omitted]  Depending on the sensitivity of the matter, Attorney may need to avoid using the public wireless connection entirely or notify Client of possible risks attendant to his use of the public wireless connection, including potential disclosure of confidential information and possible waiver of attorney-client privilege or work product protections, and seek her informed consent to do so. [FN omitted]

Finally, if Attorney’s personal wireless system has been configured with appropriate security features[FN omitted] the Committee does not believe that Attorney would violate his duties of confidentiality and competence by working on Client’s matter at home. Otherwise, Attorney may need to notify Client of the risks and seek her informed consent, as with the public wireless connection.”

The Takeaway: If your jurisdiction agrees with California, you can’t use wireless networks for client matters (unless you take the recommended precautions, none of which are practical/realistic).  Even if your state hasn’t stated that they agree with California it’s probably a good idea to abide by their direction anyway.  After all, the only way you’ll know your state’s position for sure is when the Bar finally acts, either because they were asked to opine on the subject or they are disciplining someone.   The question I ask myself is…do I want to be that person who “makes the law” by being the first person to be disciplined?

I love this opinion for another reason—the opinion listed 6 factors that an attorney should consider when evaluating new technologies.  Those factors could be helpful to attorneys everywhere when evaluating whether they could use new systems in the future.  Here are the factors (but I encourage you to read the opinion because they’re explained more fully and it makes better sense after you read that text).

1- An attorney’s ability to assess the level of security afforded by the technology, including (i) how the technology differs from other media use (ii) whether reasonable restrictions may be taken when using the technology to increase the level of security and (iii) Limitations on who is permitted to monitor the use of the technology to what extend and on what grounds.

2- Legal ramifications to third parties of intercepting the information

3- The degree of sensitivity of the information

4- The possible impact on the client of an inadvertent disclosure

5- The urgency of the situation

6- Client instructions and circumstances

The Takeaway: As time goes by, lawyers will find themselves wondering whether they can ethically use new technologies and California’s Opinion will help provide that answer.  The opinion provides these “technology permissibility factors” (my term) that a lawyer could use to evaluate the permissibility of those new technologies.

Granted, the California Opinion may not be binding in your jurisdiction, but it wouldn’t be such a bad idea to consider the factors when you find yourself in a pickle in the absence of a direct ruling from your home jurisdiction.  Consider how a disciplinary board would react if you were faced with a new technology, but before using it you evaluated the California “technology permissibility factors” and wrote a memo to the file detailing your analysis.  I would expect that a disciplinary board would look favorably upon you in a hearing situation.

Tags: , , ,

Label Your Thumb Drive!

Just passing on some good advice– I recently left my flash drive in a computer at the law library.  Fortunately, I stuck a label on it with my email address and cell phone number.  A person found the flash drive and texted me to let me know they found it– whew!  So the moral of the story…don’t be an idiot like me and leave your drive behind.  But if you do, make sure you have a label stuck on it with your contact info!

Tags: ,

Attorney Ethics Threat: iPhone Tracking Danger

Tags: , ,

Am I Tweeting in A Foreign Jurisdiction?

I’m concerned that lawyers who use social media could violate the rule that prohibits practicing in a jurisdiction where you’re not licensed.  It may seem far fetched, but things genuinely get murky when you realize how easy it is to establish a prohibited “systematic and continuous presence” in a foreign jurisdiction when using social media.  Recently I commented on an ABA Issues Paper on the subject and my memo sets forth the details of my concern.  It’s reproduced here—>

April 4, 2011 Memo to the ABA Ethics 20/20 Commission:

Please accept this Memorandum as my comment to the Ethics 20/20 Commission’s Issues Paper on Multi-Jurisdictional Practice.  My comment pertains to Rule 5.5(b)(1), but does not apply to the issue of multi-jurisdictional practice as much as it applies to social media.  While my comment might appear to be off topic, I believe it would be prudent to review the issue since the Commission appears to be reviewing Rule 5.5 in its entirety.

Rule 5.5(b)(1), and its commentary states,

(b) A lawyer who is not admitted to practice in this jurisdiction shall not: (1) except as authorized by these Rules or other law, establish an office or other systematic and continuous presence in this jurisdiction for the practice of law; or…

Comment [4]: Other than as authorized by law or this Rule, a lawyer who is not admitted to practice generally in this jurisdiction violates paragraph (b) if the lawyer establishes an office or other systematic and continuous presence in this jurisdiction for the practice of law. Presence may be systematic and continuous even if the lawyer is not physically present here. Such a lawyer must not hold out to the public or otherwise represent that the lawyer is admitted to practice law in this jurisdiction. See also Rules 7.1(a) and 7.5(b).

The issue I am raising to the 20/20 Commission is: Whether a lawyer could be said to have established some “other systematic and continuous presence” in jurisdiction where she is not licensed by engaging in social media and other web-based activity?

Rule 5.5(b)(1) certainly prohibits a lawyer from establishing a physical presence in a jurisdiction where she is not licensed to practice law.  However, that concept could be extended beyond physical limitations, as discussed in the ABA commentary.  Some jurisdictions are even more specific and have acknowledged that a lawyer’s advertising activity could cause an attorney to run afoul of the rule.  I understand that Ohio did just that when it noted in its rules that, “Comment [4] is modified to warn lawyers that advertising or solicitation of Ohio residents may be considered a ‘systematic and continuous’ presence, as that term is used in division (b).”  My question is, why couldn’t the next extension involve social media and, is that what the Commission intends?

Take, for example, a lawyer who lives in New Jersey, but practices health care law.  As a result, he becomes a consistent commentator on the Massachusetts health care system.  Perhaps he comments on blog posts from Massachusetts-based newspapers; consistently retweets messages from that State’s Bar Associations or their Health Care Law Committee; consistently posts comments on a Facebook Fan Page for a Massachusetts-based law firm that practices health care law; places certain meta-data into his web products that attract searches seeking information on “Massachusetts health care law” or similar keywords; the variations are endless.

A logical extension of Rule 5.5(b)(1) supports the argument that the lawyer, through his targeted and geographically-concentrated postings,  has violated the Rule because he established a systematic and continuous “social media presence” in a jurisdiction where he is not licensed.  Rule 5.5, however, does not address the issue directly.  My concern is that insofar as the Rule and its commentary remain silent on the issue, a large amount of uncertainty continues to exist.  Thus, my question to the 20/20 Commission is the following:

Does the Commission agree that the foregoing argument is a reasonable interpretation of Rule 5.5(b)(1)?  If so, does the Commission intend to allow rule 5.5(b)(1) to be extended in that manner?  I ask that the commentary to Rule 5.5 be amended to reflect the Commission’s position.

Tags: , ,